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Ratio Calendar Spreads 102: Break-evens & Collateral

The break-even point is dynamic in a ratio calendar. You must plan collateral to a defensive action point, not just current price.

Feb 19, 202613 min read

Break-even Is Dynamic

Because the long and short expirations differ, the break-even point changes with time.

Early in the trade, the short calls still have a lot of time value, so even a small rally can hurt.

As time passes, near-term time decay helps, and the break-even rises.

Early in Trade

Break-even is lower

Later in Trade

Break-even moves higher

Why

Near-term time decay

Result

More room over time

Example Break-even Table

Using the 45/50 calendar example with a $0.50 credit, the break-even at April expiration is around $53.

A pricing model can estimate break-evens at different times.

90 Days to Exp

Break-even ~$45

60 Days to Exp

Break-even ~$48

30 Days to Exp

Break-even ~$51

At Exp

Break-even ~$53

Collateral Planning

The collateral requirement is the naked call requirement minus the net credit.

You should plan collateral to the price where you will take defensive action.

Example: if you will exit at $53, calculate margin as if the stock is already at $53.

Collateral Example

Assume at $53 the April $50 call is worth $3.50.

20% of $53 = $1,060, plus $350 premium, minus $50 credit = about $1,360.

20% of $53

$1,060

Call Premium

+$350

Credit Offset

-$50

Collateral Needed

$1,360

Key takeaways

  • Break-evens change over time in ratio calendars.
  • Use a pricing model or estimates to map break-even by time.
  • Plan collateral to your defensive action point, not just current price.
  • Naked call margin is reduced by the net credit but can still be large.

Series

Ratio Calendar Spread Masterclass

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